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Retail market conduct task force- final report

The International Organization of Securities Commissions (IOSCO) published a final report from its retail market conduct taskforce which provides an overview of the evolving retail trading landscape and sets out a suite of potential measures for regulators to consider in building or enhancing their respective regulatory approaches to retail misconduct issues.

 

The final report considers potential magnifier of retail investor harm– including increasing retail trading and changing retail behaviour; the evolving frauds and scams landscape and key conduct issues; and the impact of technological elements, such as social media and digitalization, on retail banking.

Categories: Recommended Readings
Author: IOSCO